Disclosures

Trading in financial instruments, including but not limited to securities and derivatives, involves significant risk and is not suitable for all investors. You may lose all or more than your initial investment. Past performance is not indicative of future results.

Market prices can be highly volatile and may be affected by factors including, but not limited to, economic events, market sentiment, liquidity, and regulatory changes. There is no guarantee that any trading strategy will be successful.

You acknowledge that you are solely responsible for your investment decisions and that Quantfury Trading USA, LLC does not provide investment, legal, or tax advice. You should carefully consider your financial condition and risk tolerance before engaging in trading activities.

By opening an account and engaging in trading, you represent that you understand the risks involved and are willing and able to bear potential losses.

This Order Execution Disclosure describes the manner in which Quantfury Trading USA, LLC (“Quantfury,” “we,” “us,” or “our”) handles and executes customer orders, and outlines the factors that may affect the execution of transactions.

Quantfury seeks to use reasonable diligence to ascertain the best market for a security and to execute customer orders in such market so that the resultant price to the customer is as favorable as possible under prevailing market conditions, consistent with its obligations under applicable laws and regulations, including FINRA Rule 5310. In exercising this diligence, Quantfury may consider a variety of factors, including, but not limited to, the character of the market for the security, the size and type of transaction, the number of markets checked, the accessibility of quotations, and the terms and conditions of the order.

You acknowledge that market conditions, including volatility, liquidity, and order size, may affect execution quality and that execution at a specific price or time is not guaranteed. Prices may change rapidly, and the execution price may differ from the price displayed at the time an order is entered. Delays in execution may occur due to market conditions, system limitations, or other factors beyond Quantfury’s control.

In exercising this diligence, Quantfury considers a variety of factors, including, but not limited to:

  • Price improvement opportunities
  • Speed of execution
  • Likelihood of execution
  • Size of the order
  • The character of the market for the security
  • The number of markets checked
  • Accessibility of quotations
  • The terms and conditions of the order

 

Quantfury may route orders to one or more execution venues, including exchanges, market makers, or alternative trading systems, and may receive compensation, including payment for order flow, in connection with such routing, where permitted by applicable law. In certain circumstances, Quantfury or its affiliates may act as counterparty to a transaction, which may present a potential conflict of interest. Quantfury maintains and enforces written policies and procedures reasonably designed to address such conflicts and to ensure compliance with its best execution obligations.

Quantfury makes available information regarding its order routing practices in accordance with SEC Rule 606.

Customers may request information regarding the routing and execution of their individual orders, including the identity of the execution venue, by contacting Quantfury at: compliance@quantfuryusa.com

The handling and execution of orders may vary based on the type of order submitted, including market orders and limit orders.

Market orders are generally executed promptly at the best available price, which may differ from the last quoted price due to market movement.

Limit orders are executed only at the specified price or better but may not be executed if market conditions do not reach the specified limit price.

You understand and agree that, while Quantfury seeks to achieve best execution, it does not guarantee execution at the best possible price in every instance, and that execution outcomes may vary based on market conditions and other relevant factors.

Quantfury Trading USA LLC is committed to maintaining the confidentiality, integrity, and security of personal information concerning our current and former customers. We recognize the importance of safeguarding your personal information and are committed to protecting your privacy.

Information We Collect

We collect nonpublic personal information about you from the following sources:

  • Information you provide on applications or other forms (whether written or electronic), including your name, address, Social Security number or taxpayer identification number, and financial information
  • Information about your transactions with us, our affiliates, or others, including account balances and transaction history
  • Information received from third parties, such as consumer reporting agencies, identity verification providers, and financial institutions

Information We Share

We may share nonpublic personal information about our current and former customers as permitted by law, including:

  • With affiliated companies, for operational, servicing, and administrative purposes
  • With non-affiliated service providers, such as clearing firms (e.g., Apex Clearing Corporation), payment processors, and technology vendors, in order to process transactions and provide services to you
  • With third parties as required by law, including regulatory authorities, law enforcement, or pursuant to legal process such as subpoenas or court orders

We do not sell your personal information to third parties.

We may share information with certain third parties for joint marketing purposes as permitted by law. Such sharing is limited to financial institutions with whom we have joint marketing agreements.

Your Privacy Rights

Federal law gives you the right to limit certain types of sharing of your nonpublic personal information. However, we do not currently share your information in a manner that triggers an opt-out right under applicable law.

If our information sharing practices change in the future, we will provide you with appropriate notice and the opportunity to opt out, as required by law.

How We Protect Your Information

We maintain physical, electronic, and procedural safeguards designed to protect your personal information. These safeguards include:

  • Restricted access to personal information based on business need
  • Encryption and secure transmission technologies
  • Multi-factor authentication and access controls
  • Ongoing monitoring and testing of systems and controls

Access to Information

Within Quantfury Trading USA LLC, access to personal information is limited to employees and service providers who require such information to perform their job responsibilities or provide services to you.

Additional Disclosures

This Privacy Notice is provided in accordance with applicable federal privacy laws, including Regulation S-P. Additional important disclosures, including our full privacy practices and customer agreements, are available on our website.

Contact Information

If you have any questions regarding this Privacy Notice, please contact:

Quantfury Trading USA LLC
1245 Broadway 15th Floor

New York, N.Y., 10001

Email: info@quantfuryusa.com

These Terms of Use (“Terms”) govern your access to and use of the services, platform, and applications provided by Quantfury Trading USA, LLC (“Quantfury,” “we,” “us,” or “our”). By accessing or using our platform, you agree to be bound by these Terms. These Terms do not govern your brokerage account, which is subject to separate agreements, including your Customer Agreement and related disclosures.

  1. Eligibility

You must be at least 18 years of age and have the legal capacity to enter into a binding agreement to use our services. By using the platform, you represent and guarantee that you meet these requirements.

  1. Account Registration

You agree to provide accurate, current, and complete information during registration and to keep such information updated. You are responsible for maintaining the confidentiality of your account credentials and for all activities that occur under your account.

You are responsible for:

  • Maintaining the confidentiality of your login credentials
  • All activities conducted through your account
  • Notifying Quantfury immediately of any unauthorized access or security breach

Quantfury reserves the right to restrict or terminate access if account information is inaccurate, incomplete, or suspected to be compromised.

  1. Use of the Platform

You agree to use the platform only for lawful purposes and in accordance with these Terms. You shall not:

  • Engage in fraudulent, deceptive, or manipulative activities
  • Attempt to gain unauthorized access to systems or accounts
  • Interfere with or disrupt the platform’s functionality
  • Use automated systems, bots, or scraping tools without authorization
  • Circumvent security measures or operational controls
  • Engage in abusive, manipulative, or prohibited trading-related behavior

Quantfury reserves the right to monitor usage and investigate any suspected violations.

  1. Trading and Risk

All trading activity is subject to market risk. You acknowledge that you are solely responsible for your trading decisions.

The Platform is provided on a self-directed basis.

Quantfury:

  • Does not provide investment advice or recommendations
  • Does not act as a fiduciary
  • Does not provide discretionary account management

You are solely responsible for:

  • Evaluating the merits and risks of any transaction
  • Determining whether any investment is appropriate for you
  • All trading decisions made through your account

All trading activity involves risk, including the potential loss of principal.

You acknowledge that:

  • Market prices may be volatile and change rapidly
  • Liquidity may vary across securities and market conditions
  • Execution prices may differ from quoted or displayed prices
  • Certain securities may be subject to limited trading or halts

Quantfury does not guarantee execution at any specific price or time.

Your use of the Platform is subject to risks inherent in electronic trading systems.

These risks include, but are not limited to:

  • System outages, interruptions, or delays
  • Latency or connectivity issues
  • Data inaccuracies or delays
  • Failures of hardware, software, or communication systems
  • Dependence on third-party service providers

Quantfury does not guarantee continuous, uninterrupted, or error-free access to the Platform.

  1. Intellectual Property

All content, technology, software, designs, trademarks, and materials available through the Platform are owned by or licensed to Quantfury and are protected by applicable intellectual property laws.

You may not:

  • Copy, reproduce, distribute, or modify any content
  • Create derivative works
  • Reverse engineer or attempt to extract source code

Without prior written consent from Quantfury.

Your use of the Platform is also subject to Quantfury’s Privacy Policy, which describes how we collect, use, and protect your information in accordance with applicable laws and regulations.

  1. Suspension or Termination

Quantfury reserves the right, in its sole discretion, to suspend, restrict, or terminate your access to the Platform at any time, including but not limited to:

  • Violations of these Terms
  • Suspected fraudulent or unlawful activity
  • Security concerns or risks
  • Compliance with legal or regulatory obligations

Termination of Platform access does not affect obligations under your Customer Agreement..

  1. Limitation of Liability

To the fullest extent permitted by law, Quantfury shall not be liable for any indirect, incidental, consequential, special, or punitive damages, including but not limited to:

  • Loss of profits, revenue, or data
  • Trading losses
  • System failures or interruptions
  • Delays in execution or access

This limitation applies regardless of the cause of action, including negligence, contract, or otherwise.

Quantfury shall also not be responsible for failures or delays caused by:

  • Third-party service providers
  • Market conditions
  • Events beyond its reasonable control (force majeure)
  1. Modifications

Quantfury may update or revise these Terms at any time. Updated Terms will be effective upon posting or notification.

Your continued use of the Platform constitutes acceptance of the revised Terms.

  1. Governing Law

These Terms shall be governed by and construed in accordance with the laws of the State of New York, without regard to conflict of law principles.

To help the government fight the funding of terrorism and money laundering activities, federal law requires Quantfury Trading USA, LLC (“Quantfury,” “we,” “us,” or “our”) to obtain, verify, and record information that identifies each person who opens an account.

  1. Customer Identification Program (CIP)

When you open an account, we will request information such as your:

  • Full legal name
  • Date of birth
  • Residential address
  • Government-issued identification number (e.g., Social Security Number)

We may also request copies of identification documents, such as a driver’s license or passport, and may use third-party sources to verify your identity.

We may screen your information against government sanctions lists, including those maintained by the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC).

  1. Verification and Monitoring

You acknowledge that:

  • Your identity will be verified before or after account opening
  • Your account activity may be monitored on an ongoing basis
  • Additional information or documentation may be requested at any time

Failure to provide requested information may result in:

  • Delayed account approval
  • Restricted account access
  • Account closure
  1. Compliance with Laws and Regulations

Quantfury complies with applicable Anti-Money Laundering (AML) laws and regulations, including the Bank Secrecy Act (BSA) and related regulatory requirements.

We may:

  • Report suspicious transactions or activity to regulatory authorities
  • Share information with law enforcement or regulatory agencies as required by law
  • Block, refuse, or terminate transactions or accounts that raise compliance concerns
  • We will maintain records of the information used to verify your identity in accordance with applicable laws and regulations.
  1. Customer Acknowledgment

By opening an account, you represent and warrant that:

  • The information you provide is true, accurate, and complete
  • You are not acting on behalf of any undisclosed third party
  • You represent that your funds are derived from lawful activities
  • You will comply with all applicable laws and regulations

This Fee Schedule sets forth the fees and charges that may apply to your account and your use of the services provided by Quantfury Trading USA, LLC (“Quantfury,” “we,” “us,” or “our”). By opening and maintaining an account, you acknowledge and agree that you are responsible for all applicable fees associated with your account.

Quantfury may offer trading without charging commissions on certain transactions. However, commission-free trading does not mean that there are no costs associated with trading.

Trading activity on the platform may be subject to various costs, including commissions, bid/ask spreads, and other transaction-based charges. The exact fees applicable to a transaction, where required, will be disclosed at the time of execution or otherwise made available to you through the platform.

In addition to trading-related costs, your account may be subject to certain administrative or service-related fees. These may include account maintenance fees, inactivity fees, and fees associated with account transfers or account closure, where applicable.

Deposits and withdrawals may also incur fees depending on the method used. Such fees may include wire transfer charges, payment processing fees, and currency conversion costs. You are responsible for any fees imposed by third-party financial institutions in connection with funding or withdrawing from your account.

Additional charges may apply in connection with specific services or account features. These may include margin-related fees or interest charges, where applicable, as well as fees for market data, subscriptions, or other third-party services made available through the platform.

If you are approved for margin or other enhanced account features, additional charges may apply, including:

  • Margin interest charges
  • Borrowing costs
  • Fees for market data, subscriptions, or premium services

Certain transactions may be subject to regulatory fees, including but not limited to:

  • Securities and Exchange Commission (SEC) fees
  • Financial Industry Regulatory Authority (FINRA) Trading Activity Fees (TAF)

Such fees may be passed on to customers where applicable.

Quantfury reserves the right to modify or update this Fee Schedule at any time. Any such changes will be communicated to you in accordance with applicable laws and regulations. Your continued use of the account following the effective date of any changes constitutes your acceptance of the revised fees.

You acknowledge that all fees associated with your account are your responsibility, including those incurred through your own activity or through any authorized use of your account.

This Conflicts of Interest Disclosure describes circumstances under which Quantfury Trading USA, LLC (“Quantfury,” “we,” “us,” or “our”) or its affiliates may have interests that differ from, or are adverse to, those of its customers, and outlines the controls in place to address such conflicts in accordance with applicable securities laws and regulations.

In the course of conducting its business, Quantfury or its affiliates may act in multiple capacities, including as agent, principal, or counterparty to customer transactions. In such roles, Quantfury may have financial interests that are not aligned with those of its customers. For example, Quantfury or its affiliates may execute trades as principal, maintain proprietary positions in the same or related financial instruments, or otherwise benefit from market activity that differs from or is contrary to a customer’s position.

Quantfury may route customer orders to a variety of execution venues, including exchanges, market makers, or alternative trading systems. In connection with such routing, Quantfury may receive remuneration, including payment for order flow or other economic incentives, where permitted by applicable law. These arrangements may create incentives to route orders to venues that provide economic benefits to Quantfury, rather than solely on the basis of execution quality, subject to Quantfury’s duty to seek best execution under applicable regulations.

In addition, Quantfury or its affiliates may receive compensation from third parties in connection with the offering of certain products or services, or may have financial interests in products made available to customers. Employees, officers, or affiliates of Quantfury may also engage in personal or proprietary trading activities, which may create conflicts with customer transactions, although such activities are subject to internal policies, pre-clearance requirements, monitoring, and regulatory restrictions.

Quantfury has established and maintains written supervisory procedures and internal controls reasonably designed to identify, disclose, manage, and mitigate conflicts of interest. These controls include, but are not limited to, supervisory review of trading and order routing practices, policies governing best execution, restrictions on employee trading, information barriers, and periodic compliance testing and oversight. Quantfury’s compliance program is designed to operate in accordance with applicable rules of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).

You acknowledge and understand that, notwithstanding these controls, conflicts of interest may not be entirely eliminated. By opening and maintaining an account and engaging in transactions through the platform, you consent to Quantfury acting in any capacity permitted by applicable law, including as principal or counterparty, and you accept the existence of such conflicts as disclosed herein.

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